-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T9qK0px81GdEIr81xe79jA6zJTf5MyrVDlj8c7xpIW3/3IrqR2LYKU5uM4SSoyVZ ijdHHlb5iyeGULp90+8Lnw== 0001035704-99-000071.txt : 19990208 0001035704-99-000071.hdr.sgml : 19990208 ACCESSION NUMBER: 0001035704-99-000071 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990205 GROUP MEMBERS: FIRST RESERVE CORP /CT/ /ADV GROUP MEMBERS: FIRST RESERVE FUND V LP GROUP MEMBERS: FIRST RESERVE FUND V-2 LP GROUP MEMBERS: FIRST RESERVE FUND VI LP GROUP MEMBERS: FIRST RESERVE SECURED ENERGY ASSETS FUND LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAL DIVE INTERNATIONAL INC CENTRAL INDEX KEY: 0000866829 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 953409686 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-51259 FILM NUMBER: 99522349 BUSINESS ADDRESS: STREET 1: 400 N SAM HOUSTON PKWYE STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 7136901818 MAIL ADDRESS: STREET 1: 400 N SAM HOUSTON PKWY E STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST RESERVE CORP /CT/ /ADV CENTRAL INDEX KEY: 0000814313 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061210123 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 475 STEAMBOAT RD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036616601 FORMER COMPANY: FORMER CONFORMED NAME: FIRST RESERVE CORP /CT/ /ADV DATE OF NAME CHANGE: 19950630 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. 1 )(1) ----- Cal Dive International, Inc. - ----------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value - ----------------------------------------------------------------------------- (Title of Class of Securities) 0001279141 - ----------------------------------------------------------------------------- (CUSIP Number) December 31, 1998 - ----------------------------------------------------------------------------- (Date of event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-(c) [X] Rule 13d-1(d) - -------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 0001279141 13G Page 2 of 11 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) First Reserve Corporation I.R.S. No.: 06-1210123 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 1,500,000* ------------------------------------------------ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------ 8. SHARED DISPOSITIVE POWER WITH 1,500,000* - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,500,000* - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.3%* - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 3 CUSIP No. 0001279141 13G Page 3 of 11 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) First Reserve Secured Energy Assets Fund, Limited Partnership I.R.S. No.: 06-1232433 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 ------------------------------------------------ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------ 8. SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 4 CUSIP No. 0001279141 13G Page 4 of 11 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) First Reserve Fund V, Limited Partnership I.R.S. No.: 06-1295657 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 550,000 ------------------------------------------------ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------ 8. SHARED DISPOSITIVE POWER WITH 550,000 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 550,000 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.8% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 5 CUSIP No. 0001279141 13G Page 5 of 11 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) First Reserve Fund V-2, Limited Partnership I.R.S. No.: 06-6351960 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 150,000 ------------------------------------------------ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------ 8. SHARED DISPOSITIVE POWER WITH 150,000 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 150,000 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 6 CUSIP No. 0001279141 13G Page 6 of 11 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) First Reserve Fund VI, Limited Partnership I.R.S. No.: 06-1334650 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 800,000 ------------------------------------------------ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------ 8. SHARED DISPOSITIVE POWER WITH 800,000 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 800,000 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.5% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 7 Item 1. (a) Name of Issuer. The issuer is Cal Dive International, Inc. (the "Issuer"). (b) Address of Principal Executive Offices. The Issuer's principal executive offices are located at 400 North Sam Houston Parkway East, Houston, Texas 77060. Item 2. (a) Name of Person Filing. This Schedule 13G is being filed by First Reserve Fund V, Limited Partnership ("Fund V"), First Reserve Fund V-2, Limited Partnership ("Fund V-2"), First Reserve Fund VI, Limited Partnership ("Fund VI") and First Reserve Secured Assets Fund, Limited Partnership ("SEA" and together with Fund V, Fund V-2 and Fund VI, the "Funds") and by First Reserve Corporation ("First Reserve") which is the managing general partner of each of the Funds. (b) Address of Principal Business Office or, if none, Residence The principal business office of the Funds and First Reserve (together, the "Reporting Persons") is: First Reserve Corporation 475 Steamboat Road Greenwich, CT 06830 (c) Citizenship Each of the Funds is a Delaware limited partnership and First Reserve is a Delaware corporation. (d) Title of Class of Securities This statement relates to shares of Common Stock of the Issuer. (e) CUSIP Number The CUSIP Number for the Common Stock is 0001279141. Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable. PAGE 7 OF 11 8 Item 4. Ownership (a) Amount beneficially owned. As of December 31, 1998, the number of shares of Common Stock beneficially owned by each Reporting Person identified in Item 2 of this Schedule 13G are:
Reporting Person Shares SEA 0 Fund V 550,000 Fund V-2 150,000 Fund VI 800,000 First Reserve 1,500,000*
(b) Percent of Class As of December 31, 1998, the percentage of shares of Common Stock beneficially owned by each Reporting Person identified in Item 2 of this Schedule 13G are:
Reporting Person Percentages SEA 0 Fund V 3.8% Fund V-2 1.0% Fund VI 5.5% First Reserve 10.3%*
(c) Number of Shares as to which such person has: (i) sole power to vote or direct the vote: As of December 31, 1998, the number of shares of Common Stock as to which each Reporting Person identified in Item 2 of this Schedule 13G had the sole power to vote or direct the vote are:
Reporting Person Shares SEA 0 Fund V 0 Fund V-2 0 Fund VI 0 First Reserve 0
(ii) shared power to vote or direct the vote: As of December 31, 1998, the number of shares of Common Stock as to which each Reporting Person identified in Item 2 of this Schedule 13G had shared power to vote or direct the vote are:
Reporting Person Shares SEA 0 Fund V 550,000 Fund V-2 150,000 Fund VI 800,000 First Reserve 1,500,000*
PAGE 8 OF 11 9 (iii) sole power to dispose or direct the disposition of: As of December 31, 1998, the number of shares of Common Stock as to which each Reporting Person identified in Item 2 of this Schedule 13G had the sole power to dispose or direct the disposition are:
Reporting Person Shares SEA 0 Fund V 0 Fund V-2 0 Fund VI 0 First Reserve 0
(iv) shared power to dispose or direct the disposition of: As of December 31, 1998, the number of shares of Common Stock as to which each Reporting Person identified in Item 2 of this Schedule 13G had shared power to dispose or direct the disposition are:
Reporting Person Shares SEA 0 Fund V 550,000 Fund V-2 150,000 Fund VI 800,000 First Reserve 1,500,000*
* First Reserve does not directly own any shares of the Issuer. As the general partner of each of the Funds, First Reserve reports indirect beneficial ownership of the aggregate shares held directly by the Funds. Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. PAGE 9 OF 11 10 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 5, 1999 First Reserve Secured Energy Assets Fund, Limited Partnership By: First Reserve Corporation, as Managing General Partner /s/ Thomas R. Denison --------------------------------- Name: Thomas R. Denison Title: Managing Director First Reserve Fund V, Limited Partnership By: First Reserve Corporation, as Managing General Partner /s/ Thomas R. Denison --------------------------------- Name: Thomas R. Denison Title: Managing Director First Reserve Fund V-2, Limited Partnership By: First Reserve Corporation, as Managing General Partner /s/ Thomas R. Denison --------------------------------- Name: Thomas R. Denison Title: Managing Director PAGE 10 OF 11 11 First Reserve Fund VI, Limited Partnership By: First Reserve Corporation, as Managing General Partner /s/ Thomas R. Denison --------------------------------- Name: Thomas R. Denison Title: Managing Director First Reserve Corporation /s/ Thomas R. Denison --------------------------------- Name: Thomas R. Denison Title: Managing Director PAGE 11 OF 11 -----END PRIVACY-ENHANCED MESSAGE-----